-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J4M6pscf1JY8VFUYjKhpgJB/13C1NlpFaayuc/PWhQDS1dSaLV/iY7ww4aW/UhXr 4khTe/Fr/EdnqMYyi9m50Q== 0000950129-06-001691.txt : 20060222 0000950129-06-001691.hdr.sgml : 20060222 20060222135141 ACCESSION NUMBER: 0000950129-06-001691 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060222 DATE AS OF CHANGE: 20060222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARRINGTON WEST FINANCIAL GROUP INC/CA CENTRAL INDEX KEY: 0001063997 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 481175170 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78803 FILM NUMBER: 06635648 BUSINESS ADDRESS: STREET 1: 610 ALAMO PINTADO RD CITY: SOLVANG STATE: CA ZIP: 93463 BUSINESS PHONE: 8056886644 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CERNY CRAIG J CENTRAL INDEX KEY: 0001022617 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 481050267 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7300 COLLEGE BLVD STREET 2: STE 430 CITY: OVERLAND PARK STATE: KS ZIP: 47375 BUSINESS PHONE: 3179392131 MAIL ADDRESS: STREET 1: 7300 COLLEGE BLVD STREET 2: STE 430 CITY: OVERLAND PARK STATE: KS ZIP: 66210 SC 13G/A 1 v17685a1sc13gza.htm CRAIG J. CERNY FOR HARRINGTON WEST FINANCIAL GROUP, INC. sc13gza
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Harrington West Financial Group, Inc.
(Name of Issuer)
Common Stock $0.01 par value per share
(Title of Class of Securities)
41383L 10 4
(CUSIP Number)
December 31, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Page 1 of 5 Pages

 
 


 

                     
CUSIP No.
 
41383L 10 4 
13G  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Craig J. Cerny
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  USA
       
  5   SOLE VOTING POWER:
     
NUMBER OF   570,854
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   103,458
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   570,854
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    103,458
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  674,312
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  12.52%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN


 

                     
CUSIP No.
 
41383L 10 4 
13G  Page  
  of   
     
Item 1(a):
  Name of Issuer
 
   
 
  Harrington West Financial Group, Inc.
 
   
Item 1(b):
  Address of Issuer’s Principal Executive Offices
 
  610 Alamo Pintado Road
 
  Solvang, CA 93463
 
   
Item 2(a):
  Name of Person Filing
 
   
 
  Craig J. Cerny
 
   
Item 2(b):
  Address of Principal Business Office
 
   
 
  14100 N. Northsight Boulevard
 
  Scottsdale, AZ 85260
 
   
Item 2(c):
  Citizenship
 
   
 
  USA
 
   
Item 2(d):
  Title of Class of Securities
 
   
 
  Common Stock $0.01 par value per share
 
   
Item 2(e):
  CUSIP Number
 
   
 
  41383L 10 4
 
   
Item 3:
  This statement is not filed pursuant to Rules 13d-1(b) or 13d-2, and therefore this item is not applicable.
 
   
Item 4:
  Ownership
  (a)   Amount Beneficially Owned:
 
      674,312 shares
 
  (b)   Percent of Class
 
      12.52%

 


 

                     
CUSIP No.
 
41383L 10 4 
13G  Page  
  of   
      Number of Shares as to Which Such Person Has:
  (i)   Sole power to vote or direct the vote:
 
      570,854 Shares
 
  (ii)   Shared power to vote or direct the vote
 
      103,458
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      570,854 Shares
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
      103,458
     
Item 5:
  Ownership of Five Percent or Less of a Class
 
   
 
  If this statement is being to report the fact that as of Date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o
 
   
Item 6:
  Ownership of Not More Than Five Percent on Behalf of Another Person
 
   
 
  XXXXX XXXXX XXXX XXXXXXXX XX XXXX XXXX.
 
   
Item 7:
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company
 
   
 
  N/A.
 
   
Item 8:
  Identification and Classification of Members of the Group
 
   
 
  N/A
 
   
Item 9:
  Notice of Dissolution of Group
 
   
 
  N/A
 
   
Item 10:
  Certification
 
   
 
  N/A

 


 

                     
CUSIP No.
 
41383L 10 4 
13G  Page  
  of   
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the statement is true, complete and correct.
         
     
February 22, 2006 By:   /s/ CRAIG J. CERNY    
    Craig J. Cerny  
    Chairman and CEO
Harrington West Financial Group, Inc.
 
 
 

 

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